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<article article-type="review-article" dtd-version="2.3" xml:lang="EN" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">
<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Dystonia</journal-id>
<journal-title>Dystonia</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Dystonia</abbrev-journal-title>
<issn pub-type="epub">2813-2106</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">10655</article-id>
<article-id pub-id-type="doi">10.3389/dyst.2022.10655</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Health Archive</subject>
<subj-group>
<subject>Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Botulinum Toxin in the Treatment of Cervical Dystonia: Evidence-Based Review</article-title>
<alt-title alt-title-type="left-running-head">Hammoud and Jankovic</alt-title>
<alt-title alt-title-type="right-running-head">Botulinum Toxin in Cervical Dystonia</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Hammoud</surname>
<given-names>Nadia</given-names>
</name>
<uri xlink:href="https://loop.frontiersin.org/people/1819172/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Jankovic</surname>
<given-names>Joseph</given-names>
</name>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
</contrib>
</contrib-group>
<aff>
<institution>Parkinson&#x2019;s Disease Center and Movement Disorders Clinic</institution>, <institution>Department of Neurology</institution>, <institution>Baylor College of Medicine</institution>, <addr-line>Houston</addr-line>, <addr-line>TX</addr-line>, <country>United States</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/19434/overview">Aasef Shaikh</ext-link>, Case Western Reserve University, United States</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1660364/overview">Camilla Kilbane</ext-link>, Case Western Reserve University, United States</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1148413/overview">Shivam Om Mittal</ext-link>, Cleveland Clinic Abu Dhabi, United Arab Emirates</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Joseph Jankovic, <email>josephj@bcm.edu</email>
</corresp>
</author-notes>
<pub-date pub-type="epub">
<day>20</day>
<month>09</month>
<year>2022</year>
</pub-date>
<pub-date pub-type="collection">
<year>2022</year>
</pub-date>
<volume>1</volume>
<elocation-id>10655</elocation-id>
<history>
<date date-type="received">
<day>18</day>
<month>05</month>
<year>2022</year>
</date>
<date date-type="accepted">
<day>03</day>
<month>08</month>
<year>2022</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2022 Hammoud and Jankovic.</copyright-statement>
<copyright-year>2022</copyright-year>
<copyright-holder>Hammoud and Jankovic</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>Cervical dystonia is the most common form of dystonia encountered in a movement disorders clinic. Botulinum toxin has been a long-established first line therapy. Several studies, including nearly two dozen randomized clinical trials, have shown that botulinum toxin is safe and effective in reducing the clinical severity of cervical dystonia. Longitudinal data have demonstrated decades of sustained benefit and safety. Although there is a potential for the development of botulinum toxin immunoresistance, this is quite rare, and partly determined by frequency of administration, cumulative dosage, and properties of the injected product. When immunoresistance does occur, switching to an alternative type of botulinum toxin (e.g., from type A to type B) usually restores the efficacy. In this evidence-based review we highlight the results of published double blind, placebo-controlled studies. We also briefly discuss injection techniques and some unmet needs, such as the development of practical assays to detect immunoresistance and longer-acting formulations of botulinum toxin.</p>
</abstract>
<kwd-group>
<kwd>dystonia</kwd>
<kwd>treatment</kwd>
<kwd>cervical</kwd>
<kwd>torticollis</kwd>
<kwd>botulinum toxin</kwd>
</kwd-group>
</article-meta>
</front>
<body>
<sec id="s1">
<title>Introduction</title>
<p>Botulinum toxin (BoNT) is a neurotoxin derived from the anaerobic bacterium, <italic>Clostridium botulinum</italic> (<xref ref-type="bibr" rid="B1">1</xref>&#x2013;<xref ref-type="bibr" rid="B3">3</xref>). It is one of the most potent toxins found in nature, causing clinical botulism, a condition that leads to widespread paralysis and ultimately diaphragmatic respiratory failure (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B4">4</xref>, <xref ref-type="bibr" rid="B5">5</xref>). The toxin acts at the presynaptic nerve terminal by cleaving soluble N-ethylmaleimide-sensitive factor activating receptor (SNARE) proteins involved in docking of acetylcholine vesicles with the presynaptic membrane, thus preventing the release of acetylcholine leading to loss of muscle contraction, manifested by focal weakness when injected locally or generalized weakness, including respiratory, paralysis, when ingested in contaminated food (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B6">6</xref>&#x2013;<xref ref-type="bibr" rid="B8">8</xref>). There is also growing evidence that BoNT has a central effect, as well, by impacting antero- and retrograde transportation (<xref ref-type="bibr" rid="B9">9</xref>&#x2013;<xref ref-type="bibr" rid="B12">12</xref>).</p>
<p>Capitalizing on the ability of BoNT to produce weakness by modulating the release of acetylcholine, this most potent biologic toxin known to man has emerged as one of the most multipurposed treatments for a large variety of neurologic and non-neurologic disorders (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B7">7</xref>). In fact, Justinius Kerner, a German physician who initially described the effects of BoNT in 1817 suggested that it may have a therapeutic value in a variety of conditions such as St. Vitus dance, hypersalivation, and hyperhidrosis (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B8">8</xref>). BoNT did not receive approval for human use by the United States Food and Drug Administration (FDA) until 1989, nearly a decade after the first publication of a double-blind, placebo-controlled trial establishing safety and efficacy of BoNT in cranio-cervical dystonia (<xref ref-type="bibr" rid="B13">13</xref>, <xref ref-type="bibr" rid="B14">14</xref>). Since that time, BoNT has been approved for over a dozen indications including blepharospasm, hemifacial spasm, spasticity, detrusor overactivity, chronic migraines, hyperhidrosis, sialorrhea, and a variety of cosmetic indications (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B15">15</xref>). In this review, we will focus on the use of BoNT in cervical dystonia (CD).</p>
</sec>
<sec id="s2">
<title>Methods of Literature Search</title>
<p>A comprehensive literature review of PubMed database was conducted with search criteria including the following key words: botulinum toxin treatment, cervical dystonia, randomized controlled trials (RCTs). Filters were set to RCTs between the years of 1980&#x2013;2022. We excluded articles not published in the English language and those which were based on non-human subjects. The query resulted in 66 articles. Those were further reviewed to include both safety and efficacy data. Any ongoing trials or those that were beyond the scope of BoNT in treatment of CD were excluded.</p>
<sec id="s2-1">
<title>Botulinum Toxin Products</title>
<p>Before reviewing the findings from the published studies of treatment with BoNT in CD, we wish to briefly describe the pharmacology and properties of the different formulations of BoNT as this is critical to the interpretation of the published results. Structurally, BoNT is composed 100&#xa0;kD heavy chain and 50&#xa0;kD light chain, linked by a disulfide bond (<xref ref-type="bibr" rid="B16">16</xref>). The heavy chain binds the complex to the presynaptic membrane and the light chain contains the active SNARE protein that cleaves either the intracellular synaptosomal-associated protein 25 (SNAP25) in the case of BoNT type A and E, or vesicle-associated membrane protein (VAMP), in the case of BoNT types B, D, and F (<xref ref-type="bibr" rid="B3">3</xref>). Some formulations of BoNT also contain non-toxic accessory proteins (NAPs) that include hemagglutinin and non-hemagglutinin, designed to prevent degradation (<xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B17">17</xref>&#x2013;<xref ref-type="bibr" rid="B19">19</xref>). The different forms of BoNT vary in the amount and types of NAPs and unique excipients (<xref ref-type="bibr" rid="B8">8</xref>, <xref ref-type="bibr" rid="B16">16</xref>, <xref ref-type="bibr" rid="B18">18</xref>).</p>
<p>Though most clinical trials have utilized BoNT type A and B, there are eight immunologically distinct forms of BoNT (A&#x2013;H). There are four different preparations of BoNT that have been approved by the FDA: BoNTA onabotulinumtoxinA (Botox<sup>&#xae;</sup>), abobotulinumtoxinA (Dysport<sup>&#xae;</sup>), incobotulinumtoxinA (Xeomin<sup>&#xae;</sup>), and BoNTB rimabotulinumtoxinB (Myobloc<sup>&#xae;</sup>) (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B6">6</xref>, <xref ref-type="bibr" rid="B8">8</xref>). Other, novel, formulations are pending approval or in clinical trial, including a promising formulation of BoNTA called daxibotulinumtoxinA. In a phase 2 trial, which enrolled approximately 37 patients, daxibotulinumtoxinA was found to be safe and effective in the treatment of CD (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>). Results of the follow-up phase 3 clinical trial, with 301 patients, ASPEN-1, are pending full publication but have been presented at international meetings (<xref ref-type="bibr" rid="B22">22</xref>).</p>
<p>Generally, the effects of BoNT become evident within 1&#xa0;week after injection, last 3&#x2013;4&#xa0;months, and then the benefits gradually wane. It has been proposed that the relatively short-lived effects are due to axonal sprouting at the presynaptic nerve terminal after injection with return of neuromuscular junction function that correlates with re-establishment of normal (baseline) muscle strength (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B24">24</xref>). With newer derivatives, such as daxibotulinumtoxin A, the effects have been found to last an average of 24&#xa0;weeks, thus potentially reducing the number of injections needed per year to maintain optimal and sustained benefits. This may address a major concern for many patients&#x2014;the wearing off of benefits before the next injection (<xref ref-type="bibr" rid="B25">25</xref>).</p>
</sec>
<sec id="s2-2">
<title>Immunogenicity</title>
<p>One of the potential risks associated with long-term BoNT use is the emergence of immunoresistance associated with the development of neutralizing antibodies (NABs) (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B21">21</xref>, <xref ref-type="bibr" rid="B26">26</xref>). Several factors account for the immunogenicity of BoNT, including the unique properties of the formulation (some BoNT preparation have more accessory and stabilizing proteins that are inherently immunogenic), individual dose load and short inter-injection intervals (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B26">26</xref>&#x2013;<xref ref-type="bibr" rid="B29">29</xref>). The overall risk of immunogenicity varies among available products, ranging from 0%, as reported with incobotulinumtoxinA, to roughly 42% for rimabotulinumtoxinB (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B5">5</xref>). BoNT resistance also varies by indication (<xref ref-type="bibr" rid="B5">5</xref>). The frequency of NABs is relatively low, but highest levels of NABs have been reported in patients treated for CD (<xref ref-type="bibr" rid="B30">30</xref>), followed by blepharospasm, hemifacial spasm and other conditions that generally require relatively low doses of BoNT, supporting the notion that immunogenicity is linked to total amount of toxin injected (<xref ref-type="bibr" rid="B5">5</xref>). AbobotulinumtoxinA (<xref ref-type="bibr" rid="B26">26</xref>) and especially, rimobotulinumtoxinB, having the highest risk of immunogenicity (<xref ref-type="bibr" rid="B18">18</xref>).</p>
<p>The possibility of immunoresistance should be considered when patients have at least two to three consecutive treatments without at least a 25% improvement. One of the biggest unmet needs in BoNT therapeutics is the lack of reliable assays to measure NABs. Currently available assays include the mouse protection assay (MPA) and mouse hemidiaphragm assay (MHDA) but these are difficult to perform and require sacrificing animals (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B5">5</xref>). The unilateral brow injection is a good surrogate test for immunogenicity. It involves an injection of 20&#xa0;U of BoNTA or 1,000&#xa0;U of BoNTB in the medial eyebrow with assessment of ipsilateral procerus and corrugator muscle function at 1&#x2013;2&#xa0;weeks (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B5">5</xref>). Other clinical tests for immunoresistance exist, but their discussion is beyond the scope of this article.</p>
</sec>
<sec id="s2-3">
<title>Cervical Dystonia</title>
<p>CD (also referred to as spasmodic torticollis) is a form of focal dystonia manifested by abnormal postures or movements produced by involuntary contractions of muscles in the neck, often associated with tremor (<xref ref-type="bibr" rid="B31">31</xref>&#x2013;<xref ref-type="bibr" rid="B34">34</xref>) and pain (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B6">6</xref>). In nearly a third of the cases of CD, regions outside of the neck are also involved with dystonia (<xref ref-type="bibr" rid="B35">35</xref>). Dystonia has an estimated prevalence of about 40 per 100,000 persons (<xref ref-type="bibr" rid="B36">36</xref>) and CD about 10 per 100,000, with an average age at onset of 40 years (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B36">36</xref>&#x2013;<xref ref-type="bibr" rid="B40">40</xref>). In isolated (primary) CD, about 12% of cases have a family history of dystonia, tremor or both (<xref ref-type="bibr" rid="B41">41</xref>, <xref ref-type="bibr" rid="B42">42</xref>). There are many secondary causes of CD including neck injury (<xref ref-type="bibr" rid="B43">43</xref>). Although most patients have persistent, chronic symptoms, up to 20% experience spontaneous, but typically transient, remission, especially in younger individuals (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B44">44</xref>). Patients with CD assume different combinations of head postures such as torticollis, laterocollis, retrocollis, and anterocollis, also categorized according to the &#x201c;Col-Cap concept&#x201d; (<xref ref-type="bibr" rid="B21">21</xref>,<xref ref-type="bibr" rid="B45">45</xref>). Patients with predominant anterocollis or retrocollis are often excluded from clinical trials of BoNT because this form of CD is more challenging to treat (<xref ref-type="bibr" rid="B21">21</xref>). In these patients using electromyography (EMG) or ultrasound to guide the injection may improve muscle targeting and outcomes (<xref ref-type="bibr" rid="B1">1</xref>).</p>
<p>An interesting phenomenon in CD, as in other forms of dystonia, is the alleviating maneuver, also referred to as &#x201c;sensory trick&#x201d; or &#x201c;geste antogniste&#x201d; (<xref ref-type="bibr" rid="B31">31</xref>, <xref ref-type="bibr" rid="B46">46</xref>, <xref ref-type="bibr" rid="B47">47</xref>). It is used in up to 90% of patients to reduce their dystonic posture and movement (<xref ref-type="bibr" rid="B46">46</xref>) which often complicates selection of muscles for injection with BoNT (<xref ref-type="bibr" rid="B46">46</xref>, <xref ref-type="bibr" rid="B48">48</xref>). Alleviating maneuvers may not only &#x201c;correct&#x201d; abnormal postures but also can reduce dystonic head tremor (<xref ref-type="bibr" rid="B31">31</xref>, <xref ref-type="bibr" rid="B49">49</xref>, <xref ref-type="bibr" rid="B50">50</xref>). For example, arm raising has been found to effectively reduce head tremor in CD (<xref ref-type="bibr" rid="B31">31</xref>). Besides awareness of alleviating maneuvers, the clinician must be able to differentiate between contractions of the primary (agonist) versus compensatory (antagonistic) muscles in order to select the most appropriate muscles for targeting with BoNT (<xref ref-type="bibr" rid="B46">46</xref>, <xref ref-type="bibr" rid="B47">47</xref>, <xref ref-type="bibr" rid="B51">51</xref>).</p>
<p>The assessment of BoNT efficacy largely relies on clinical rating scales, such as the Toronto Western Spasmodic Torticollis Rating Scale (TWSTRS) and Tsui score (<xref ref-type="bibr" rid="B52">52</xref>&#x2013;<xref ref-type="bibr" rid="B54">54</xref>). Of the two, TWSTRS is the most frequently used and validated scale (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B54">54</xref>). However, the TWSTRS scale is not without limitations, particularly when used in clinically mild CD (<xref ref-type="bibr" rid="B31">31</xref>, <xref ref-type="bibr" rid="B46">46</xref>). Another limitation of TWSTRS is that it does not assess head tremor (<xref ref-type="bibr" rid="B55">55</xref>). Several studies have determined that the minimal clinically important change for improvement is 8&#x2013;12-point reduction in total TWSTRS score (<xref ref-type="bibr" rid="B56">56</xref>).</p>
</sec>
</sec>
<sec sec-type="results" id="s3">
<title>Results</title>
<p>Several RCTs and long-term observational studies (<xref ref-type="bibr" rid="B57">57</xref>) have demonstrated the efficacy of BoNTA in the treatment of CD (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B8">8</xref>). In this review we will focus on RCTs (<xref ref-type="table" rid="T1">Table 1</xref>) (<xref ref-type="bibr" rid="B58">58</xref>&#x2013;<xref ref-type="bibr" rid="B82">82</xref>), although we acknowledge that placebo-controlled trials have important limitations, such as short duration of treatment, placebo effect, inflexible designs in which the therapy is not individualized, and other problems (<xref ref-type="bibr" rid="B83">83</xref>&#x2013;<xref ref-type="bibr" rid="B85">85</xref>). Furthermore, open-label and observational longitudinal studies have provided important information besides efficacy, such as dosing and long-term safety (<xref ref-type="bibr" rid="B86">86</xref>&#x2013;<xref ref-type="bibr" rid="B90">90</xref>).</p>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Randomized controlled trials of botulinum toxin in cervical dystonia.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Study</th>
<th align="center">Study design and endpoint</th>
<th align="center">Methods</th>
<th align="center">Results</th>
<th align="center">Class of evidence<xref ref-type="table-fn" rid="Tfn1">
<sup>a</sup>
</xref>
</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">(<xref ref-type="bibr" rid="B58">58</xref>)</td>
<td align="left">RDBPC assessing effectiveness of BoNTA in spasmodic torticollis</td>
<td align="left">
<italic>n</italic> &#x3d; 21, patients received either BoNTA or placebo</td>
<td align="left">BoNTA was found to be objectively and subjectively effective; 14 of 16 patients had significant pain reduction. No increased incidence of SEs in treatment group</td>
<td align="center">II</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B80">80</xref>)</td>
<td align="left">RDBPC assessing BoNT in patients with torticollis</td>
<td align="left">
<italic>n</italic> &#x3d; 20, patients stratified into 3 treatment and 1 placebo group and received 4 treatments each</td>
<td align="left">80% of patients reported subjective improvement with at least 1 dose, 55% reported substantial improvement. No objective improvement in torticollis; 4 patients reported transient dysphagia</td>
<td align="center">II</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B81">81</xref>)</td>
<td align="left">Randomized, double-blind, placebo-controlled crossover study of BoNT in spasmodic torticollis</td>
<td align="left">
<italic>n</italic> &#x3d; 20, 16 patients received BoNT and 4 received placebo</td>
<td align="left">At 1&#xa0;year follow up, statistically significant benefit in treatment arm (<italic>p</italic> &#x3d; 0.04); dose related dysphagia</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B59">59</xref>)</td>
<td align="left">Randomized prospective, double-blind study assessing effectiveness of BoNTA to trihexyphenidyl in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 64, 32 patients received BoNTA with placebo tablet and 32 patients received trihexyphenidyl with placebo injection</td>
<td align="left">BoNTA more effective than trihexyphenidyl in treatment of CD</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B74">74</xref>)</td>
<td align="left">RDBPC assessing the efficacy of BoNTB in BoNTA responsive and resistant patients with CD</td>
<td align="left">
<italic>n</italic> &#x3d; 122, patients received either placebo, 2,500&#xa0;U, 5,000&#xa0;U or 10,000&#xa0;U of BoNTB</td>
<td align="left">Total TWSTRS scores were higher in all three dosage groups, dose dependent response observed. BoNTB found to be effective in treatment of CD</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B73">73</xref>)</td>
<td align="left">RDBPC assessing efficacy of BoNTB in patients with CD resistant to BoNTA</td>
<td align="left">
<italic>n</italic> &#x3d; 77, 38 patients received placebo and 39 BoNTB</td>
<td align="left">At weeks 4, 8, and 12 TWSTRS scores improved in the BoNTB treatment arm. BoNTB found to be effective in patients resistant to BoNTA</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B104">104</xref>)</td>
<td align="left">RDBPC for dose ranging in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 75, patients received either placebo, 250&#xa0;U, 500&#xa0;U or 1,000&#xa0;U of ABOA</td>
<td align="left">Good response was noted in 72% of 1,000&#xa0;U arm, 44% of 500&#xa0;U arm, 39% of 250&#xa0;U arm and 10% of placebo; more side effects at 1,000&#xa0;U dose compared to 250&#xa0;U and placebo</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B75">75</xref>)</td>
<td align="left">RDBPC assessing efficacy of BoNTB in patients with CD previously treated with BoNTA</td>
<td align="left">
<italic>n</italic> &#x3d; 109, patients received either placebo, 5,000&#xa0;U or 10,000&#xa0;U of BoNTB</td>
<td align="left">TWSTRS scores significantly improved with 10,000&#xa0;U treatment (<italic>p</italic> &#x3d; 0.0016); BoNTB found to be safe at both doses</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B70">70</xref>)</td>
<td align="left">Summary of three clinical trials evaluating safety and efficacy of BoNTB in CD</td>
<td align="left">Patients received 2,500&#x2013;10,000&#xa0;U of BoNTB</td>
<td align="left">In all 3 trials, there was a statistically significant reduction in TWSTRS scores compared to placebo. In BoNTA responsive and resistant patients, BoNTB effects lasted 12&#x2013;16&#xa0;weeks. Side effects were mild, transient and anticipated. BoNTB is safe and effective in treatment of CD</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B61">61</xref>)</td>
<td align="left">RDBPC assessing the efficacy of ABOA 500 units in CD with Tsui score &#x2265; 9</td>
<td align="left">
<italic>n</italic> &#x3d; 68, patients randomized to either placebo or ABOA</td>
<td align="left">There was a 49% reduction in pain in the treatment arm and 33% in placebo; 86% of treatment group and 42% of placebo were considered responders; adverse effects were reported in 42.9% of treatment and 27.3% of placebo groups; 500&#xa0;U of ABOA is safe and effective for CD</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B49">49</xref>)</td>
<td align="left">Randomized, double-blind, crossover study comparing old ONA to new ONA in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 133, patients initially received 100&#x2013;300&#xa0;U, mean total dose of old ONA 155&#xa0;U and new ONA 156&#xa0;U</td>
<td align="left">TWSTRS scores improved by &#x2212;5.34 points in old ONA and &#x2212;6.20 points in new ONA group. Nearly equivalent adverse events reported; new and old formulations of ONA have similar effects in treatment of CD</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B63">63</xref>)</td>
<td align="left">Randomized, double-blind trial assessing the efficacy of low dose BoNT in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 31, patients previously treated with at least 2 previous injections were treated with either 547 or 130 mouse units of ABOA</td>
<td align="left">At 4&#xa0;weeks, both groups had similar improvement in TWSTRS scores; marginally higher duration of effect in higher dosing group (65.8&#xa0;days v. 57.4&#xa0;days)</td>
<td align="center">II</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B64">64</xref>)</td>
<td align="left">Randomized, double-blind trial comparing NT201 to ONA in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 463, 70&#x2013;300&#xa0;U of NT201 or ONA</td>
<td align="left">TWSTRS score improved by &#x2212;6.6 in NT201 and &#x2212;6.4 in ONA groups from same mean starting score; 28.1% of NT201 and 24.1% of ONA groups reported SEs. Safety and tolerability were similar for both groups</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B69">69</xref>)</td>
<td align="left">Randomized, double-blind trial assessing BoNTA versus BoNTB in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 139, 74 received BoNTA at a max. dose of 250 U and 65 received BoNTB at a max. dose of 10,000&#xa0;U</td>
<td align="left">TWSTRS scores improved by &#x2212;9.3 in the BoNTA and &#x2212;10.2 in the BoNTB groups; duration of effect was longer in the BoNTA, on average 14&#xa0;weeks and reduced incidence of adverse SEs</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B65">65</xref>)</td>
<td align="left">RDBPC assessing ABOA safety and efficacy in CD (in United States of America)</td>
<td align="left">
<italic>n</italic> &#x3d; 80, patients either received 500&#xa0;U ABOA or placebo</td>
<td align="left">38% of ABOA and 16% of placebo groups reported benefit; mean duration of ABOA was 18.5&#xa0;weeks and increased reporting of SEs</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B79">79</xref>)</td>
<td align="left">Randomized, double-blind trial comparing BoNTA to BoNTB in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 111, 55 patients received BoNTA and 56 received BoNTB</td>
<td align="left">TWSTRS score improved by &#x2212;11 in BoNTA and &#x2212;8.8 in BoNTB groups. Severe SEs similarly reported in both groups. Dry mouth more common in BoNTB group. Both formulations found to be effect in treating CD</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B67">67</xref>)</td>
<td align="left">Randomized prospective, double-blind trial comparing Prosigne to ONA</td>
<td align="left">
<italic>n</italic> &#x3d; 24, patients received either 300&#xa0;U of ONA or Prosigne; muscle selection was dependent on type of CD</td>
<td align="left">ONA and Prosigne have the same safety profiles</td>
<td align="center">II</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B65">65</xref>)</td>
<td align="left">RDBPC assessing the safety and efficacy of ABOA in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 111, 55 patients received 500&#xa0;U ABOA and 61 received placebo</td>
<td align="left">TWSTRS score improved &#x2212;15.6 &#xb1; 2 in the treatment arm and &#x2212;6.7 &#xb1; 2 in the placebo arm; ABOA was found to be safe and effective in CD</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B68">68</xref>)</td>
<td align="left">Prospective, RDBPC comparing INCA to placebo in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 233, patients were divided into placebo, 120&#xa0;U INCA or 240&#xa0;U INCA groups</td>
<td align="left">TWSTRS score improved by &#x2212;2.2, &#x2212;9.9, &#x2212;10.9, respectively. SEs including dysphagia, neck pain, and muscle weakness occurred at higher rates in the higher dose treatment group. INCA was found to be safe and effective</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B78">78</xref>)</td>
<td align="left">RDBPC, single dose study assessing RIMAB in CD (Japanese population)</td>
<td align="left">Patients stratified into placebo, 2,500&#xa0;U, 5,000&#xa0;U or 10,000&#xa0;U groups</td>
<td align="left">At 4&#xa0;weeks, TWSTRS scores improved in all treatment groups when compared to placebo; for disability and pain sub scores, only the 10,000&#xa0;U showed significant improvement when compared to placebo. Dose dependent SEs reported</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B77">77</xref>)</td>
<td align="left">Randomized, double-blind crossover trial assessing ABOA to ONA at 2.5:1 ratio in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 103, patients randomly assigned to either treatment for 16&#xa0;weeks, then after a 4-week washout period, were given the opposite treatment for another 16&#xa0;weeks</td>
<td align="left">ABOA at a ratio of 2.5:1 had similar efficacy and safety profile compared to ONA</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B71">71</xref>)</td>
<td align="left">RDBPC comparing ABOA to placebo in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 134, 89 patients received 500 U/2 dilution of ABOA and 45 received placebo</td>
<td align="left">At 4-week endpoint, treatment group achieved statistically significant improvement in TWSTRS score (<italic>p</italic> &#x3d; 0.001); most common SEs were dysphagia, muscle weakness, neck pain, headache. 500 U/2 dilution of ABOA is safe and effective in treating CD</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B76">76</xref>)</td>
<td align="left">RDBPC assessing the efficacy and safety of BoNTA in CD in dyskinetic cerebral palsy</td>
<td align="left">
<italic>n</italic> &#x3d; 16, patients with dyskinetic cerebral palsy were injected with either BoNTA or saline (placebo)</td>
<td align="left">At 4&#xa0;weeks, TWSTRS score significantly improved in treatment arm (<italic>p</italic> &#x3d; 0.028). Dysphagia occurred in 2 treatment patients and 1 placebo patient. BoNT was found to be safe and effective in treating pain and disability in CD</td>
<td align="center">I</td>
</tr>
<tr>
<td align="left">(<xref ref-type="bibr" rid="B47">47</xref>)</td>
<td align="left">RDBPC phase 3b trial assessing efficacy of 2&#xa0;ml ABOA injection at 12 weeks in CD</td>
<td align="left">
<italic>n</italic> &#x3d; 134, 89 patients received ABOA (if treatment na&#xef;ve received 250&#xa0;U, otherwise 500&#xa0;U) and 45 received placebo</td>
<td align="left">At 12&#xa0;weeks, mean TWSTRS score improved &#x2212;7.1 in the treatment compared to &#x2212;2 in the placebo group; Pain scale improved &#x2212;1 vs. &#x2212;0.2 in the treatment arm. Patients in treatment arm reported being &#x201c;somewhat satisfied&#x201d; more than placebo group. No new or serious SEs</td>
<td align="center">I</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="Tfn1">
<label>a</label>
<p>Class of evidence was determined by the criteria outlined by the Quality and Standards subcommittee of the American Academy of Neurology (<xref ref-type="bibr" rid="B82">82</xref>).</p>
</fn>
<fn>
<p>RDBPC, randomized, double-blind, placebo-controlled study; CD, cervical dystonia; ST, spasmodic torticollis; BoNT, botulinum toxin (type A or B;, ABOA, abobotulinumtoxinA; INCA, incobotulinumtoxinA; ONA, onabotulinumtoxinA; RIMAB, rimabotulinumtoxinB; U &#x3d; unit; SE, side effect; TWSTRS, Toronto Western Spasmodic Torticollis Rating Scale.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>While most studies involve BoNTA, trials assessing the safety and efficacy of BoNTB have found similar results (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B70">70</xref>, <xref ref-type="bibr" rid="B73">73</xref>, <xref ref-type="bibr" rid="B75">75</xref>, <xref ref-type="bibr" rid="B78">78</xref>, <xref ref-type="bibr" rid="B90">90</xref>). There are few head-to-head trials comparing various formulations of BoNT. One study, involving 40 patients with CD, found no difference in efficacy between incobotulinumtoxinA and onabotulinumtoxinA at a 1:1&#xa0;unit dose ratio (<xref ref-type="bibr" rid="B91">91</xref>). Another RCT, involving 103 patients, showed no significant difference between abobotulinumtoxinA and onabotulinumtoxinA at a dose ratio of 2.5:1&#xa0;units (<xref ref-type="bibr" rid="B77">77</xref>). Two studies compared BoNTA with BoNTB at a dose ratios of 1&#xa0;U BoNTA to 40&#xa0;U of BoNTB (<xref ref-type="bibr" rid="B69">69</xref>) and at 1:66.7 (<xref ref-type="bibr" rid="B79">79</xref>), respectively, showed similar clinical efficacy and safety, however the frequency of dry mouth and injection pain was higher with BoNTB and the clinical effect has been found to last longer with BoNTA treatment in the study using a 1:40 ratio (<xref ref-type="bibr" rid="B69">69</xref>).</p>
<p>A Cochrane review conducted in 2016 that included three RCTs found no difference between the two types of BoNT but BoNTB had a higher frequency of dry mouth (<xref ref-type="bibr" rid="B92">92</xref>). Several other Cochrane reviews have demonstrated the efficacy of both, BoNTA and BoNTB, in the treatment of CD (<xref ref-type="bibr" rid="B93">93</xref>, <xref ref-type="bibr" rid="B94">94</xref>), as well as the superiority of BoNTA to traditional oral therapies, such as trihexyphenidyl (<xref ref-type="bibr" rid="B95">95</xref>). Several investigators have reported higher risk of immunogenicity with BoNTB compared to BoNTA (<xref ref-type="bibr" rid="B96">96</xref>). Furthermore, treatment failure is more frequent with BoNTB compared to other formulations, likely due to increased immunogenicity, though the mechanism remains unclear (<xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B18">18</xref>, <xref ref-type="bibr" rid="B21">21</xref>).</p>
</sec>
<sec sec-type="discussion" id="s4">
<title>Discussion</title>
<p>Numerous short-term RCT studies and long-term observational studies have demonstrated that the efficacy of BoNT can be sustained for decades along with continued safety (<xref ref-type="bibr" rid="B8">8</xref>, <xref ref-type="bibr" rid="B15">15</xref>, <xref ref-type="bibr" rid="B70">70</xref>, <xref ref-type="bibr" rid="B73">73</xref>, <xref ref-type="bibr" rid="B88">88</xref>, <xref ref-type="bibr" rid="B97">97</xref>&#x2013;<xref ref-type="bibr" rid="B107">107</xref>).</p>
<p>Dysphagia is the most frequently cited adverse effect of BoNT, reported in 5%&#x2013;42% of patients, followed by muscle weakness in 3%&#x2013;4%, injection pain 1%&#x2013;9%, generalized weakness 0.3%, speech difficulties 0.3%, head drop 0.3%, rigidity 0.3%&#x2013;3%, weight loss 0.3%, xerostomia (or dry mouth) 56%&#x2013;71% (<xref ref-type="bibr" rid="B21">21</xref>). One side effect that it relatively common but rarely reported is flu-like symptoms occurring during the first few days after the injection in about 20% of patients (<xref ref-type="bibr" rid="B106">106</xref>). The mechanism of this transient adverse effect is not well understood but one study showed correlation with the interleukin inducible protein 10 (<xref ref-type="bibr" rid="B106">106</xref>).</p>
<p>Although BoNT has clearly improved the quality of life of patients with CD, up to 30% of patients discontinue treatment (<xref ref-type="bibr" rid="B108">108</xref>). The main reasons for discontinuation of therapy include change in provider, comorbid disease limiting treatment, advanced age, spontaneous improvement, adverse side effects and treatment failure (<xref ref-type="bibr" rid="B102">102</xref>, <xref ref-type="bibr" rid="B108">108</xref>). The latter accounted for up to a 39% dropout rate from one study. Other studies have reported up to 26.1% drop out rate for primary, and 13.4% drop out rate for secondary non-responders (<xref ref-type="bibr" rid="B21">21</xref>). In other studies, common causes of discontinuation of therapy include a lack of response, short duration of effect, as well as inconvenience and cost of repetitive treatments, usually up to 4 times a year (<xref ref-type="bibr" rid="B109">109</xref>, <xref ref-type="bibr" rid="B110">110</xref>). In a retrospective study of 568 patients treated with abobotulinumtoxinA for an average of 13&#xa0;years, about 1.9% of patients were found to have partial secondary treatment failure per year, amounting to 14.5% of patients at 9&#xa0;years (<xref ref-type="bibr" rid="B111">111</xref>). Factors contributing to secondary non-response include prior surgery to the area, prior side effects from BoNT, high mean doses of BoNT, and immunoresistance (<xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B112">112</xref>).</p>
<p>One of the major limitations of BoNT is its relatively short duration (about 2&#x2013;4&#xa0;months) of benefit. In a survey of 209 patients, 88% reported re-emergence of symptoms in between treatments at an average of 10.5&#xa0;weeks from injection (<xref ref-type="bibr" rid="B25">25</xref>). Generally, patients prefer treatments with longer injection intervals, which happens to be the best prognostic factor in overall satisfaction in symptoms control (<xref ref-type="bibr" rid="B25">25</xref>, <xref ref-type="bibr" rid="B40">40</xref>). For these and other reasons, efforts at producing more effective and long-lasting formulations have been a priority in experimental therapeutics with BoNT in CD (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>).</p>
<p>Though most studies use primary endpoints of improvement in clinical rating scales, few evaluate for patient satisfaction or quality of life measures as surrogates for treatment efficacy. This has been highlighted by others, creating a need for improved rating systems that consider the complexity of achieving desirable results with minimal side effects (<xref ref-type="bibr" rid="B108">108</xref>).</p>
<p>Clinicians must always strive to optimize the response to BoNT by recognizing the full phenomenology of the patient&#x2019;s CD and by making certain that they target the most relevant (agonist) muscles and avoid injecting compensatory (antagonist) muscles. Although EMG, ultrasound, kinematic guidance and other techniques have been found to improve accuracy of BoNT injections and possibly reduce the risk of BoNT-related side effects (<xref ref-type="bibr" rid="B45">45</xref>, <xref ref-type="bibr" rid="B113">113</xref>&#x2013;<xref ref-type="bibr" rid="B117">117</xref>), these techniques add cost, time, and discomfort and, therefore, should be used in selected cases rather than applied routinely to all BoNT injections (<xref ref-type="bibr" rid="B8">8</xref>, <xref ref-type="bibr" rid="B38">38</xref>, <xref ref-type="bibr" rid="B116">116</xref>).</p>
<p>Adjunctive treatment has an important role in overall patient satisfaction. Several studies have shown that anticholinergic drugs, baclofen, benzodiazepines and other muscles relaxants provide ancillary benefits in patients with CD treated with BoNT (<xref ref-type="bibr" rid="B42">42</xref>). Treating comorbid depression, anxiety, pain, fatigue and addressing stigmatization can all be therapeutic in the treatment of CD (<xref ref-type="bibr" rid="B108">108</xref>, <xref ref-type="bibr" rid="B118">118</xref>). In one RCT studying the effects of physical therapy on CD, there was an improvement in TWSTRS score severity and pain by 31% in patients who received physical therapy in addition to BoNT injections versus 28% in those who only received BoNT (<xref ref-type="bibr" rid="B119">119</xref>). Though this study shows only marginal improvement, other studies have shown more robust benefits of physical therapy, particularly focusing on improving range of motion and preventing contractures (<xref ref-type="bibr" rid="B120">120</xref>). Another study found that the addition of physical therapy to BoNT injections extended the duration of improvement by 19.7 days with reduced pain and disability with activities of daily living (<xref ref-type="bibr" rid="B121">121</xref>).</p>
<p>Despite efforts to optimize efficacy by selecting appropriate targets, mitigating side effects, and reducing immunogenicity, some patients with CD remain refractory to BoNT. In these cases, advanced therapies such as deep brain stimulation (DBS) may provide benefit. A randomized, sham-controlled study conducted in Europe, which included 62 patients (32 assigned to neurostimulation vs. 30 assigned to sham stimulation), found that pallidal neurostimulation for 3&#xa0;months is more effective than sham stimulation in reducing symptoms of CD (<italic>p</italic> &#x3d; 0.0024) (<xref ref-type="bibr" rid="B122">122</xref>). A prospective pilot study found bilateral subthalamic nucleus stimulation improves dystonia, with a statically significant reduction in TWSTRS score, suggesting an alternative to pallidal DBS in the treatment of primary dystonia (<xref ref-type="bibr" rid="B123">123</xref>). In a smaller study of two patients who were previously implanted with pallidal targets, and subsequently received subthalamic nucleus DBS, one showed a 74% improvement and the other 84.3% improvement in TWSTRS scores (<xref ref-type="bibr" rid="B124">124</xref>). Finally, a metanalysis of RCTs evaluating DBS for dystonia found low-quality evidence to support the use of pallidal stimulation for the treatment of cervical, segmental or generalized moderate-to-severe cases of dystonia with improved functionality and reduced symptom severity (<xref ref-type="bibr" rid="B125">125</xref>).</p>
<p>Although BoNT is generally effective and safe for the treatment of CD, other adjunct therapies and physical therapy may be needed to optimize the response (<xref ref-type="fig" rid="F1">Figure 1</xref>).</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>Treatment algorithm for cervical dystonia.</p>
</caption>
<graphic xlink:href="dyst-01-10655-g001.tif"/>
</fig>
</sec>
<sec sec-type="conclusion" id="s5">
<title>Conclusion</title>
<p>BoNT has been shown, through numerous open-label and controlled trials, to be safe and effective in the treatment of CD. These benefits, which clearly translate into improved quality of life, are usually sustained indefinitely. There are currently four formulations of BoNT (three types A and one type B) approved in the United States, but other formulations are available elsewhere and more are in development. The most important factor in favorable outcome following BoNT injection is the identification and appropriate selection of dose in the target muscle. It is likely that in the near future novel formulation of BoNT will be developed with improved properties such as longer duration of action, less diffusibility and immunogenicity, and lower cost which will lead to wider accessibility.</p>
</sec>
</body>
<back>
<sec id="s6">
<title>Author Contributions</title>
<p>NH was responsible for data collection and manuscript writing. JJ was responsible for manuscript writing and editing.</p>
</sec>
<sec sec-type="COI-statement" id="s7">
<title>Conflict of Interest</title>
<p>JJ has received research or training grants from AbbVie Inc., CHDI Foundation, Dystonia Coalition, Emalex Biosciences, Inc., Medtronic Neuromodulation, Michael J Fox Foundation for Parkinson Research, National Institutes of Health, Parkinson&#x2019;s Foundation, Revance Therapeutics, Inc., and Teva Pharmaceutical Industries Ltd. JJ has served as a consultant for AbbVie Inc., Aeon BioPharma, Neurocrine; Revance Therapeutics, and Teva Pharmaceutical Industries Ltd.</p>
<p>The remaining author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
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